Our commitment to advisors
We believe that advisors in the Waddell & Reed community experience our dedication, commitment and support every day. These efforts benefit their practices and the work they do with clients.
Our commitment to advisors:
- You own your client relationships and the right to sell your practice.*
- You are our client – we have to earn your business each and every day.
- You have the flexibility, support, and independence to best structure your practice.
- You have a voice in our business and the ability to collaborate with us in an effort to improve our services and support.
- You will always be able to act in the best interest of your clients’ needs without influence by us.
- You choose the clients and relationships that best fit your practice without regard to account size or asset levels.
- You will have access to robust and competitive brokerage and advisory products and services.
- You will have access to competitive and reliable technology based in a brokerage and advisory-centric environment.
- You will have a competitive and transparent compensation grid allowing you to decide how to best invest in your practice.
- You will receive clear, transparent communication from us.
- You will be associated with a financially stable and responsible public company.
- You will be confident that you are affiliated with a firm that supports your practice passionately with a commitment to providing a superlative advisor experience.
*Subject to any applicable laws, regulations, and any other agreement which may restrict your ownership rights to your client relationship (e.g., Succession Agreement restrictions).